FUNCTIONS OF SEBI

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Sunanda K. Chavan
FUNCTIONS OF SEBI

According to SEBI Act, 1992, the main functions of SEBI are:

Regulating the securities market.

Recognition and regulation ofthe Stock Exchanges.

Registering and regulating the working of various intermediaries including
Merchant Bankers, Registrars, Share Transfer Agents, Stock-brokers,

Sub¬brokers, Debenture Trustees, Bankers to the Issue, Underwriters, Portfolio Managers, etc.

Registering and regulating the functioning of Depositories, Custodians and

Depository Participants.

Registration of Foreign Institutional Investors.

Registering and regulating the working of Venture Capital Funds, Mutual

Funds and other collective investment schemes including plantation schemes.

Promotion and regulation of Self-Regulatory Organizations.

Prohibiting fraudulent and unfair trade practices relating to securities market.

Prohibiting insider trading in securities.

Regulating substantial acquisition of shares and takeover of companies.

Promoting investor education and training of intermediaries.

Conducting research relating to securities market.
 
FUNCTIONS OF SEBI

According to SEBI Act, 1992, the main functions of SEBI are:

Regulating the securities market.

Recognition and regulation ofthe Stock Exchanges.

Registering and regulating the working of various intermediaries including
Merchant Bankers, Registrars, Share Transfer Agents, Stock-brokers,

Sub¬brokers, Debenture Trustees, Bankers to the Issue, Underwriters, Portfolio Managers, etc.

Registering and regulating the functioning of Depositories, Custodians and

Depository Participants.

Registration of Foreign Institutional Investors.

Registering and regulating the working of Venture Capital Funds, Mutual

Funds and other collective investment schemes including plantation schemes.

Promotion and regulation of Self-Regulatory Organizations.

Prohibiting fraudulent and unfair trade practices relating to securities market.

Prohibiting insider trading in securities.

Regulating substantial acquisition of shares and takeover of companies.

Promoting investor education and training of intermediaries.

Conducting research relating to securities market.

hey dear,

Here I am sharing Functions of SEBI In Respect Of Matters Specified In Section 11, so please download and check it.
 

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