securities

The Indian Securities Market Before 1992 The Indian securities market before 1992 had the following characteristics: • Fragmented regulation; multiplicity of administration. • Primary markets not in the mainstream of the financial system. • Poor disclosure in prospectus. Prospectus and...

Securities Underwriting Underwriting refers to the process that a large financial service provider (bank, insurer, investment house) uses to assess the process of providing access to their product like providing equity capital, insurance or credit to a customer. In banking, underwriting is...

According to section 15(a) (1) of SEC Act, it is unlawful for the brokers/dealers to effect any transactions or inducer the purchase or sale of a security without being registered with the Commission. The brokers/dealers can register themselves by filling prescribed application Form, which...

A2: Have securities, lend them to the market Do you have a portfolio of shares which is earning you nothing? Would you like to juice up your returns by earning revenues from stocklending? Most owners of shares answer in the affirmative to these questions. Yet, stocklending schemes that are...

Securities Transaction Tax Transactions in equity shares, derivatives and units of equity-oriented funds entered in a recognized stock exchange attract Securities Transaction Tax at the following rate:- • Delivery base transactions in equity shares or buyer and seller each units of an...

SECURITIES MARKET PHASES The system is normally made available for trading on all days except Saturdays, Sundays and other holidays. Holidays are declared by the exchange from time to time. A trading day typically consists of a number of discrete stages as explained in the subsequent section...

DRAMATIC CHANGES IN THE SECURITIES MARKET Things have changed dramatically in the securities market for the better, as far as India is concerned. No longer the taboo of bad deliveries, payment delays, paper movement and slower settlement. The two entities that can among others...

RESEARCH IN SECURITIES MARKET In order to deepen the understanding and knowledge about Indian capital market, and to assist in policy-making, SEBI has been promoting high quality research in capital market. It has set up an in-house research department, which brings out working papers on a...

STRUCTURAL AND OPERATIONAL CHANGES IN INDIAN SECURITIES MARKET With the sweeping economic changes that is being witnessed globally towards more market-oriented economies, the Government of India too has embarked upon radical economic policies to revitalize its economy. In 2002-03, trends in...

EMERGING TRENDS IN INDIAN SECURITIES MARKET The securities market in India, has undergone sea changes in the last decade, and has coped rather well with that. The emergence of National Stock Exchange (NSE) with online trading terminals throughout the country, dematerialization of securities...

Methods Of Issuing Securities In The Primary Market. 1. Initial Public Offer; 2. Rights Issue (For existing Companies); and 3. Preferential Issue. The major change brought about by SEBI was improvement in the quality of disclosure norms. SEBI’s attempts are directed at ensuring full and...

Securities Market HISTORICAL PERSPECTIVE. Securities market in India has a long history spanning over a century. The Bombay Stock Exchange is the oldest stock exchange with its origins in the informal trading of stocks in the 1850s and 60s. Its formal operations commenced in 1875. The...

AN OVERVIEW OF THE “ INDIAN SECURITIES MARKET.” Indian Stock Markets are one of the oldest in Asia. Its history dates back to nearly 200 years ago. The earliest records of security dealings in India are meagre and obscure. The East India Company was the dominant institution in those days and...

MARKETABLE SECURTIES MEANING The finance management after having determined the optimum level of cash balance directs these liquid assets to be invested in marketable securities. This securities are short term investment instrument, so that interest can be earned on temporarily idle funds...

SECURITIES LENDING Securities lending covers all sorts of securities including equities, government bonds and corporate debt obligations Security Lending began as a means to cover short sales In securities lending the lender effectively retains all the benefits of ownership, benefits...

US:- Companies trading in New York closed little changed Thursday as investors got increasingly jittery ahead of the U.S. government's monthly payrolls report due Friday morning. Dow Jones closed down 5 points due to Poorer than expected jobless claim & retail sales weighed on the sentiments...

Equity benchmarks closed with marginal losses, pulled down by oil & gas, private financial, pharma, metal and select telecom company's shares. After a strong three day rally it was another consolidation day for the markets. The 30-share BSE Sensex fell 44 points to 18,172 and the nifty closed at...

Market opened positive and after a choppy session it closed at 5447. We saw Buying in Sectors like Realty, IT & Auto. We saw Buying in Shipping Counter like Essar shipping was up by 18.7%, Varun Shipping was up by 16.4%, ABG shipyard was up by 4.73% & GE shipping was up 3.58%...

US:- Investors were cheered by hints of an improving employment picture, pushing U.S. stocks higher on Wednesday ahead of closelywatched official jobs numbers on Friday that could shed light on the durability of the recovery. http://www.nirmalbang.com/Upload/Daily050810.pdf

The benchmark Nifty closed at a new 30-month high, led by technology, capital goods, power, FMCG and auto companies shares. All the major sectoral indices ended in green, Technology stocks being the highest gainer. The Sensex closed at 18,217 up 102 points after trading in the range of...