ROLLING SETTLEMENT

abhishreshthaa

Abhijeet S
ROLLING SETTLEMENT

  • ROLLING SETTLEMENT was first ever introduced in India by OTCEI

  • It is the process of settling security trades on successive dates so that trades executed today will have a settlement date one business day later than trades executed yesterday.

  • This contrasts with account settlement, in which all trades are settled once in a set period of days, regardless of when the trade took place

  • All trades executed on a trading day are settled “X” days later

  • “T+X” is called rolling settlement where T is trade date and X is the no. of business days after trade date on which settlement takes place.

  • Securities that are sold in the secondary market typically settle three business days after the initial trade date.

  • Within a portfolio, if some stocks are sold on Wednesday, they will settle the following Monday.

  • Stocks in that same portfolio that are sold on Thursday will settle on the following Tuesday.

  • Finally, if some of the stocks are sold on Friday, they will settle the following Wednesday.

  • When securities are sold and settled on successive business days, they are said to be experiencing a rolling settlement.
 
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