Report on Human Resource Management

Description
In organizational studies, resource management is the efficient and effective deployment of an organization's resources when they are needed. Such resources may include financial resources, inventory, human skills, production resources, or information technology (IT).

Washington State

Human Resource Management Report

Prepared by: Department of Personnel April 2006 (rev 6/06)
Updated through FY 2006 1st & 2nd Quarters
1

Human Resource Management Report - Reporting Process GMAP
Managers’ evaluations includes HR Management Report results

Agency director communicates workforce management and HR Management Report expectations & measures to managers

Managers collect and report data for HR Management Report performance measures

Agency Director has agency-wide data analysis and reports prepared

Agency internal GMAP sessions include HR Management Report presentation Agency Director presents selected portions of HR Management Report at agency’s assigned Governor’s GMAP forums

Agency HR Office assists managers in data collection, analysis, report preparation
• Base set of data • Quarterly statewide updates • Special request data

• Quarterly reporting to DOP of agency-tracked standard measures • Copy to DOP of agency-internal GMAP reports on HR management as they are done

DOP presents enterprisewide HR Management Report at Governor’s GMAP forums on Government Efficiency

DOP provides agency with centrally available data analysis queries & consultation

DOP collects statewide data and conducts overall analysis

DOP submits annual comprehensive statewide status report to Governor & Directors
2

Human Resource Management Report - Reporting Timeline
Government Efficiency GMAP on enterprise HR Management Report
DOP sends statewide data update to agencies

DOP provides with base set of centrally available data & queries for standard performance measures

Government Efficiency GMAP on enterprise HR Management Report
DOP sends statewide data update to agencies

Government Efficiency GMAP on enterprise HR Management Report
DOP sends statewide data update to agencies

Government Efficiency GMAP on enterprise HR Management Report
DOP sends statewide data update to agencies

Dec 05 | Jan 06 | Feb 06 | Mar 06 | Apr 06 | May 06 | June 06 | July 06 | Aug 06 | Sept 06 | Oct 06 | Nov 06 | Dec 06
Agencies report selected “agencytracked” HR Mgmt Report standard measures to DOP* Agencies report selected “agencytracked” HR Mgmt Report standard measures to DOP*

Agency Directors communicate “workforce management” performance expectations, measures, and reporting process requirements to their managers

Agency-internal GMAP sessions on HR Management Report

* “Agency-tracked” means certain HR Management Report data that must be tracked by each agency because it is not available in the central system. ** In addition, agencies send copies of their internal GMAP reports on HR Management Report to DOP as they are completed.

DOP delivers comprehensive first annual report statewide human management status to Governor

3

Priorities of Government Plan the Organization Mobilize Resources Manage Financial Resources Manage Human Resources
Strategic Plan

Deliver Services Manage Manage Business RelationProcesses ships

Managers’ Accountability for Strategic Workforce Management

Achieve Public Value & Benefit

Managers have five primary workforce management functions:

Manage Human Resources
Hire Workforce

Plan & Align Workforce

Deploy Workforce

Reinforce Performance

Develop Workforce

4

Agency Managers’ Logic Model for Workforce Management
Key Outputs Initial Outcomes Intermediate Outcomes

Plan & Align Workforce

Articulation of managers HR performance accountabilities. HR policies. Job & competency analyses. Workforce plan. Positions classified, salaries assigned.
Qualified candidate pools, interviews & backgrounding. Job offers. Appointments and initial performance monitoring. Work assignments& requirements defined. Positive workplace environment & relations created. Coaching, feedback, corrections. Individual development plans. Time/ resources for training. Continuous learning environment created. Clear performance expectations linked to organizational goals & measures. Regular performance appraisals. Recognition. Discipline.

• Workforce levels, competencies, & strategies are aligned with agency priorities • Managers’ accountabilities are communicated & understood Best qualified hired & reviewed during appointment period

Foundation in place to build and sustain a productive, high performing workforce

Hire Workforce

The right people are in the right job at the right time

Deploy Workforce

• Workplace is safe, gives capacity to perform, fosters productive relations • Employees know job requirements, how they’re doing, & are supported Learning environment created. Employees are engaged in development opportunities & seek to learn. Employees know how their performance contributes to success of organization. Strong performance rewarded; poor performance eliminated

Time & talent is used effectively. Employees are motivated & productive. Employees have competencies for present job & career advancement Successful performance is differentiated & strengthened. Employees are held accountable.

Develop Workforce

Reinforce Performance

Ultimate Outcomes

Agencies have workforce depth & breadth needed for present and future success Employees are committed to the work they do & the goals of the organization Productive, successful employees are retained
5

Agency is enabled to successfully carry out its mission. The citizens receive efficient, cost-effective government services.

Human Resource Management Report Standard Performance Measures
Plan & Align Workforce • • • • • • • • • • • • • • • • • • • Percent current position/competencies descriptions [agency tracking system] Percent supervisors with current performance expectations for workforce management
[agency tracking system]

Hire Workforce

Time-to-fill funded vacancies [agency tracking system] Percent satisfaction with candidate quality [agency tracking system] New Hire-to-Promotional ratio [DOP Data/Business Warehouse] Percent turnover during review period [DOP Data/Business Warehouse] Percent employees with current performance expectations [agency tracking system] Employee survey ratings on “productive workplace” questions [DOP standard survey] Leave usage (sick, LWOP, unscheduled leave) [DOP Data/Business Warehouse] Overtime usage [DOP Data/Business Warehouse] Number & type of non-disciplinary grievances [agency tracking system]

Measures to add in the future: Current workforce plans that align staff with business priorities Safety and Workers Compensation measures Competency gap analysis measure measure

Deploy Workforce

Develop Workforce

Percent employees with current annual individual development plans [agency tracking system] Recognition/reward Employee survey ratings on “learning/development” questions [DOP standard survey] Percent current performance evaluations [agency tracking system] Employee survey ratings on “performance accountability” questions [DOP standard survey] Number/type of disciplinary issues, actions, appeals disposition [agency tracking system] Turnover rates and types (e.g., retirement, resignation, etc.) [DOP Data/Business Warehouse] Turnover rate of key occupational categories and of workforce diversity [DOP Data/Business
Warehouse]

Reinforce Performance

Others to be determined

Ultimate Outcomes

Employee survey ratings on “commitment” questions [DOP standard survey]
6

HR Management Report category:

Plan & Align Workforce |

Overall foundation & management accountability system to build & sustain high performing workforce
Plan & Align - Slide 1 of 1

HR Management Report
(preliminary standard measures)

Percent Current Position/Competency Descriptions
14 N u m b e r o f A g e n cie s 12 10 8 6 4 2 0 0 - 10% 11 - 20% 21 - 30% 31 - 40% 41 - 50% 51 - 60% 61 - 70% 71 - 80% 81 - 90% 91-100% Percent Current Position/Competency Descriptions 1 0 2 3 1 5 2 3 3 7

Percent current position/competency descriptions Percent supervisors with current performance expectations for workforce management

Percent supervisors with current performance expectations for workforce management
This data will be reported by agencies to DOP on October 15, 2006

7

HR Management Report category:

Hire Workforce |
HR Management Report
(standard measures)

Right People in the Right Job at the Right Time
Hire Workforce - Slide 1 of 1

Days to Fill Vacancies
This data will be reported by agencies to DOP on October 15, 2006

Candidate Quality
(managers’ satisfaction rating) This data will be reported by agencies to DOP on October 15, 2006

Days to fill vacancies (from requisition to appointment) % satisfaction with candidate quality % new hires; % promotional hires % separation during review period

Hiring Balance - 2003-05 Biennium

Hiring Balance - FY 2006 First Half

47%
Other (14,782) Exempt Appts (2,584)

51%
Other (3,926) Exempt Appts (581)

8%

7%

Inter-agency Promotions (1,026)

3%

22%
Intra-agency Promotions (6,925)

New Hires (6,170)

20%

21% 2%
Inter-agency Promotions (176)

19%
Intra-agency Promotions (1,441)

Intra-agency Promotions (136)

New Hires (1,635)

Separation during Review Period
New Hire Separations Promotional Separations 9% ** 6% ** 1%* 5% *

*
* Released ** Voluntary

Separation during Review Period
New Hire Separations
Data pending * Released ** Voluntary

**

Promotional Separations

*
Source: DOP Data Warehouse

Other = transfers, demotions, reassignments, movement in lieu of RIF, etc.

8

HR Management Report category:

Deploy Workforce |
HR Management Report
(standard measures)

Employee time and talent is used effectively. Employees motivated.
Deploy Workforce - Slide 1 of 4

Percent employees with current performance expectations Employee survey ratings on “productive workplace” questions Overtime usage Sick leave usage (and “unscheduled” leave if available) Number & type of non-disciplinary grievances and disposition

Percent employees with current performance expectations
This data will be reported by agencies to DOP on October 15, 2006

Do employees have day-to-day support to enable successful job performance?
NOTE: The “productive workplace” questions from the statewide employee survey are shown below. This survey was conducted in Spring 2006.

I know what is expected of me at work. (4.3) I have opportunity to give input on decisions affecting my work. (3.5) I receive the information I need to do my job effectively. (3.8)

2%3% 8% 8% 2% 7% 12% 19% 18%

37% 23% 48% 45% 23% 19% 14% 24% 29% 26% 57% 32%

47% 22% 21% 22%

3% 2% 2% 3% 3% 33% 22% 3% 3%

I have the tools and resources I need to do my job effectively. (3.8) 3% 8% My supervisor treats me with dignity and respect. (4.3) My supervisor gives me ongoing feedback that helps me improve my performance. (3.7) I receive recognition for a job well done. (3.3)

4% 5% 8% 7% 11% 10%

Never Seldom Occasionally Usually Always No Response
9

HR Report Card category:

Deploy Workforce |

Employee time and talent is used effectively. Employees motivated.
Deploy Workforce - Slide 2 of 4

Overtime: Is employee time well managed? Average Overtime Hours per Employee per Quarter*
10 8 6 4 2 0

Statewide Overtime Costs – In Millions
(all agencies except DNR)
$50.0

$45

$47

$49

2 0 0 2J a n

2 0 0 3J a n

2 0 0 4J a n

2 0 0 5J a n

2 0 0 1O c t

2 0 0 2O c t

2 0 0 3O c t

2 0 0 4O c t

2 0 0 2J u ly

2 0 0 3J u ly

2 0 0 4J u ly

2 0 0 5J u ly

2 0 0 2A p r

2 0 0 3A p r

2 0 0 4A p r

2 0 0 5A p r

2 0 0 5O c t

Quarter

$40.0

Statewide minus DNR

$30.0

$27

Average Percent Employees Receiving Overtime
35 30

$20.0

$10.0

Percent Employees

25 20 15 10 5
2002 Jan 2003 Jan 2004 Jan 2005 Jan 2001 O ct 2002 O ct 2003 O ct 2004 O ct 2002 July 2003 July 2004 July 2005 July 2002 A pr 2003 A pr 2004 A pr 2005 A pr 2005 O ct

$0.0

FY 2003

FY 2004

FY 2005

FY 06 (Q 1 & 2)

0

Quarter

Statewide minus DNR

* Per capita

Source: DOP Data Warehouse

10

HR Report Card category:

Deploy Workforce |

Employee time and talent is used effectively. Employees motivated.
Deploy Workforce - Slide 3 of 4

Leave: Do employees come to work as scheduled? Average Sick Leave Hours per Employee per Quarter
30 25 20 15 10 5 0

Notes: It is unknown whether the sick leave usage shown was planned or unplanned. For the most part, only actual leave time gone from work is shown. Leave hours donated and most cashed out leave hours have been removed from this display.

2002 Jan

2003 Jan

2004 Jan

2005 Jan

2001 Oct

2002 Oct

2003 Oct

2004 Oct

2002 July

2003 July

2004 July

Statewide

Ave. Sick Leave Hours Used per Quarter Per Capita Sick Leave Use* Just Those Who Took Sick Leave*
*Average since 10/01

Percent of Earned Sick Leave 74% 95%
Source: DOP Data Warehouse

17.7 hours 22.8 hours

2005 July

2005 Oct

2002 Apr

2003 Apr

2004 Apr

2005 Apr

Quarter

11

HR Management Report category:

Deploy Workforce |

Employee time and talent is used effectively. Employees motivated.
Deploy Workforce - Slide 4 of 4

Employee relations: Are contracts/policies applied appropriately? Number of Grievances Filed Since 7-1-05

116 95 80 91 98 86 61 69

Notes: The data shown in these charts is for “represented” employees as reported monthly by agencies to the State Labor Relations Office (LRO).

July 05

Aug 05

Sept 05

Oct 05

Nov 05

Dec 05

Jan 06

Feb 06

Discipline Compensation Overtime Work Hours Bid System Leave Hiring/Appts Non-discrimination Management Rights All other
0.4% 22.0% 4.1% 5.3% 5.1% 2.9% 4.1% 12.7% 17.3%

26.0%

Source: State Labor Relations Office

12

HR Management Report category:

Develop Workforce |
HR Management Report
(standard measures)

Employees have competencies for present job and future advancement
Develop Workforce - Slide 1 of 1

Percent employees with current annual individual development plans
Percent employees with current annual individual development plans Employee survey ratings on “learning & development” questions

This data will be reported by agencies to DOP on October 15, 2006

Employee perceptions on learning and development:
NOTE: The “learning & development” questions from the statewide employee survey are shown below. This survey was conducted in Spring 2006.

I have the opportunities at work to learn and grow. (3.6)

7%

12%

21%

30%

27%

3%

My supervisor gives me ongoing feedback that helps me improve my performance. (3.7)

7%

10%

19%

29%

33%

3%

Never

Seldom

Occasionally

Usually

Always

94%

No Response

13

HR Management Report category:

Reinforce Performance |
HR Management Report
(standard measures)

Successful performance is differentiated & strengthened. Employees are held accountable.
Reinforce Performance - Slide 1 of 3

Percent employees and managers with current annual performance evaluations
Percent employees and managers with current annual performance evaluations Employee survey ratings on “performance and accountability” questions Number and type of disciplinary issues, actions, appeals disposition

This data will be reported by agencies to DOP on October 15, 2006

Do employees see a meaningful linkage between their performance and the success of the organization?
NOTE: The “performance and accountability” questions from the statewide employee survey are shown below. This survey was conducted in Spring 2006.

I know how my work contributes to the goals of my agency. (4.1) My performance evaluation provides me with meaningful information about my performance. (3.4) My supervisor holds me and my co-workers accountable for performance. (4.1) I receive recognition for a job well done. (3.3)

3% 5%

12%

36%

42%

3%

11%

13%

19%

30%

21%

6%

3% 5%

11%

33%

44%

3%

11%

14%

24%

26%

22%

3%

Never

Seldom

Occasionally

Usually

Always

No Response

14

HR Management Report category:

Reinforce Performance |

Successful performance is differentiated & strengthened. Employees are held accountable.
Reinforce Performance - Slide 2 of 2

Disciplinary action: Is poor performance dealt with?

Formal Disciplinary Actions, Appeals, Grievances FY 2006 to date (July 1, 2005- February 28, 2006)

Issues Leading to Disciplinary Action and Disciplinary Grievances

# Actions Taken

190

26

91

79

Placeholder. DOP will be developing list of categories for disciplinary-related issues.

# Appeals*

21

Disciplinary Grievances**

182

Disposition of Disciplinary-related Grievances and Appeals

Dismissal

Demotion

Suspension

Salary Reduction

Placeholder. Too early in new process for reliable disposition data.

* Non-represented employees ** Represented employees (data on type of disciplinary grievance not yet collected)

15

HR Management Report category:

Ultimate Outcomes |

State has workforce breadth & depth for present & future success. Employees are committed to the work they do and the goals of the organization. Successful, productive employees are retained.

HR Management Report
(standard measures)

Ultimate Outcomes - Slide 1 of 3

Employee survey ratings on “commitment” questions Turnover rates and types (e.g., retirement, resignation, etc.) Turnover rate of key occupational categories and of workforce diversity

Indicators of Employee Commitment
NOTE: The “employee commitment” questions from the statewide employee survey are shown below. This survey was conducted in Spring 2006.
11% 13% 21% 32% 20% 3%

I know how my agency measures its success. (3.4) I know how my work contributes to the goals of my agency. (4.1) I receive recognition for a job well done. (3.3)

3% 5%

12%

36%

42%

3%

11%

14% Never Seldom

24% Occasionally

26% Usually Always

22% No Response

3%

16

HR Management Report category:

Ultimate Outcomes |
Statewide Turnover *
14.0% 12.0% 10.0% 8.0%
11.3% 10.9% 11.0%

continued

Ultimate Outcomes - Slide 2 of 3

11.6%

*Note: All but ~2% of the turnover is employees leaving state government. The ~2% is workforce movement across agency lines.

6.4%

6.0% 4.0% 2.0% 0.0% FY 02 FY 03 FY 04 FY 05 FY 06 1st Half

18.0% 16.0% 14.0% 12.0% 10.0% 8.0% 6.0% 4.0% 2.0% 0.0% FY 02

Workforce Turnover Breakdown

Total State Resignation Retirement Dismissal RIF/Other To another agency

FY 03

FY 04

FY 05
Source: DOP Data Warehouse

17

HR Report Card category:

Ultimate Outcomes |
Workforce Diversity

continued Ultimate Outcomes - Slide 3 of 3

State Government Diversity Profile (as of 1-1-06) Women Persons w/ disabilities Vietnam Veterans Disabled Veterans Persons over 40 People of color 52.0% 5.2% 7.3% 1.3% 73.1% 7.6%

WA State Government
Native American 2.0% Hispanic 4.4% Asian/Pacific Islander 6.2% African Am erican 5.0% Caucasian 82.4%

WA Labor Force
Native American 2.4% Caucasian 81.1%

Hispanic 6.4%

Asian/Pacific Islander 6.8%

African American 3.3%

Source: DOP Data Warehouse

18



doc_709522927.pdf
 

Attachments

Back
Top